Code of Conduct (Nonbank Financial Institutions) Current Status Not Enrolled Price Closed Get Started This course is currently closed Course Content 1. Introduction 2. Code Of Conduct What it Means, Its Applicability and Scope 3. Objectives of Our Code of Conduct Policy 4. Performing One’s Work Diligently 5. Usage of Company Resources and Assets 6. Privacy Confidentiality & Intellectual Property – Part 1 7. Privacy Confidentiality & Intellectual Property – Part 2 and 3 8. Information Security 9. Minding Your Public Communication and Conduct 10. Avoiding Conflicts of Interest – I 11. Avoiding Conflicts of Interest – II 12. Avoiding Conflicts of Interest – III 13. Maintaining Fiduciary Responsibilities 14. Acts of Impropriety 15. Criminal Activities 16. Other Forms of Misconduct 17. Disciplinary Action 18. Major Misconduct Proceeding 19. Domestic Inquiry 20. Appeal against the Order of the Disciplinary Committee 1 of 2
